Senior management due diligence for a politically exposed appointment

Osborne Partners was engaged by a private equity firm to assess the reputational and political risks associated with appointing a politically exposed person to a senior role. A team led by Partner Avanti Bhati conducted discreet enquiries into the individual’s political profile, relationships and future ambitions, assessing the implications for the firm and its stakeholders. Our advice helped the client strengthen governance and disclosure requirements, ensuring appropriate safeguards were in place before proceeding with the appointment.

Expert:

Avanti Bhati

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Investigate

A private equity firm sought Osborne Partners’ expertise to evaluate potential reputational and political risks associated with the proposed appointment of a politically exposed person to a key position.

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Evaluate

Our enquiries focused on the subject's political background, future aspirations and the extent of their political exposure. Through a series of discreet enquiries, we assessed the potential implications of this appointment for the firm and its stakeholders.

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Communicate

Our team produced a comprehensive report, including a detailed assessment of the subject's PEP status under SEBI and RBI definitions, analysis of their evolving political relationships and recommendations for mandatory disclosure requirements. The report ultimately led the client to implement enhanced governance protocols and require specific declarations addressing political exposure and potential conflicts of interest before proceeding with the appointment.

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Service

Business Intelligence & Investigations

We support clients across the investment lifecycle, from pre-investment due diligence to post-investment investigations and public policy risk assessments, helping them identify and respond to reputational, regulatory and governance risks.

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Expert

Avanti Bhati

Partner

Avanti specialises in business intelligence, investigations and political risk, with a track record of uncovering assets worth millions in cross-jurisdictional cases.

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